PD
Philip J. Deangelo
FOCUSED WEALTH MANAGEMENT | Managing Director
Newburgh, NY 12550-1911
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CRD#: 4204841
PD
Professional summary
Philip Joseph Deangelo is a registered financial advisor currently at FOCUSED WEALTH MANAGEMENT, INC. located in Newburgh, New York and OSAIC WEALTH, INC. located in Newburgh, New York.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Philip has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Insurance
Institutional consulting
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**146 FROZEN RIDGE ROAD LLC. POSITION: owner NATURE: LLC for primary residence INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 146 frozen ridge road, Newburgh NY 12550 DESCRIPTION: primary residence **Real Estate Rental Property/farming (216 route 299) **AMK FLOUR SHOP LLC. POSITION: owner NATURE: Bakery INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 109 Liberty Street, Newburgh NY 12550 DESCRIPTION: passive owner **MSMC BOARD MEMBERSHIP POSITION: Board Member NATURE: Board Member Mount Saint Mary's College INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 03/15/2020 ADDRESS: 330 Powell Avenue, newburgh NY 12550 DESCRIPTION: I will be on the schools investment committee for their foundation, which we do not manage. **FOCUSED WEALTH MANAGEMENT, INC POSITION: Owner/ Managing Director NATURE: Focused Wealth Management, Inc. is a Registered Investment Advisory Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/01/2010 ADDRESS: 11 Balmville Road, Suite 2 North, Newburgh NY 12550 DESCRIPTION: Managing Director- Manage and oversee all operations of the firm as the Chief Executive Officer. Chairman of The Investment Committee O.S.J **11 BALMVILLE ROAD LLC. POSITION: owner NATURE: Commercial Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/29/2018 ADDRESS: 11 Balmville Road, Suite 2 North, Newburgh NY 12550 DESCRIPTION: Owner. We are renovating over the course of the year and plan to move our offices there by June 2019. We will then register as the branch office. **FOCUSED FOR FOX POSITION: Fundraiser/Athlete NATURE: Team Fox Fundraiser INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2010 ADDRESS: 11 Balmville Road, Suite 2 North, Newburgh NY 12550 DESCRIPTION: Run marathons and raise money for team fox. **FOCUSED WEALTH MANAGEMENT POSITION: owner NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2007 ADDRESS: 11 Balmville Road, Suite 2 North, Newburgh NY 12550 DESCRIPTION: managing director **PJD ASSET MANAGEMENT POSITION: President NATURE: S Corp for personal compensation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2003 ADDRESS: 11 Balmville Road, Suite 2 North, Newburgh NY 12550 DESCRIPTION: Payroll, Business Related Expenses
CRS (Client Relationship Summary) - RIA
Click below to view Philip Joseph Deangelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2012 - Present
FOCUSED WEALTH MANAGEMENT, INC.
Office #1: 11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911RIA
CRD#: 154828
Newburgh, NY
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11 Balmville Rd Ste 2 North, Newburgh, NY 12550RIA
BD
CRD#: 23131
NEWBURGH, NY
Past
March 20, 2003 - December 21, 2010
PASSANTE ASSOCIATES LLC
RIA
CRD#: 111225
HIGHLAND, NY
Past
July 31, 2000 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NEWBURGH, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
District of Columbia(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Hawaii(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Maine(6/14/2024)
RR
Maryland(6/14/2024)
RR
Massachusetts(6/14/2024)
RR
Michigan(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
Nevada(6/14/2024)
RR
New Hampshire(6/14/2024)
RR
New Jersey(6/14/2024)
RR
New Mexico(6/14/2024)
IAR
New York(10/7/2021)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(6/14/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
Rhode Island(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
IAR
Texas(5/8/2017)
RR
Texas(6/14/2024)
RR
Utah(6/14/2024)
RR
Vermont(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
RR
West Virginia(6/14/2024)
RR
Wisconsin(9/3/2024)
RR
Wyoming(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911
Mailing Address
Phone number
(845) 691-4035
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,215 |
| AUM (Assets Under Management) | $ 1,890,919,902 |
Red Flags
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Company Information
FOCUSED WEALTH MANAGEMENT, INC.
Managing DirectorCRD#: 154828Newburgh, NY 12550-1911TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
