Van E. Carlson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Van Eric Carlson was a registered financial professional .
Van is a previously registered financial professional and started their career in finance in 2002. Van had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - August 7, 2024
CONCIERGE PRIVATE WEALTH MANAGEMENT, LLC
January 3, 2011 - July 1, 2014
TITAN SECURITIES
February 16, 2010 - December 17, 2010
EVOLVE SECURITIES, INC.
August 26, 2009 - December 18, 2009
FIRST MIDWEST SECURITIES, INC.
June 5, 2009 - August 31, 2009
HORNOR, TOWNSEND & KENT, LLC
July 19, 2002 - March 24, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CONCIERGE PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 152886 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 1,530,000 |
Red Flags
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