Charles T. Shaver

DIVIDEND ASSETS CAPITAL

RIDGELAND, SC 29936

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CRD#: 420440

Professional summary

Charles Troy Shaver JR, who also goes by Charles Troy Shaver Jr., Troy Shaver, is a registered financial advisor currently at DIVIDEND ASSETS CAPITAL, LLC located in Ridgeland, South Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Charles has worked at 13 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 27, Series 53, Series 40 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Troy Shaver Jr. | Troy Shaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Troy Shaver JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2008 - Present

DIVIDEND ASSETS CAPITAL, LLC

Office #1: 58 Riverwalk Boulevard, Ridgeland, SC 29936

RIA

CRD#: 129973

RIDGELAND, SC

Past

September 18, 2000 - June 15, 2004

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

March 25, 1996 - April 19, 2000

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

May 23, 1991 - January 23, 1996

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

April 8, 1991 - January 11, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 12, 1990 - August 5, 1991

CENTENNIAL CAPITAL CORPORATION

CRD#: 24728

Past

December 9, 1987 - April 1, 1991

CHAMPION ASSET MANAGEMENT CORPORATION

CRD#: 21161

Past

January 2, 1987 - February 15, 1994

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

June 19, 1983 - January 10, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

April 26, 1983 - January 2, 1986

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

February 2, 1982 - April 29, 1983

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

April 17, 1973 - February 1, 1982

BURBANK & COMPANY, INC.

CRD#: 113

Past

March 19, 1973 - April 28, 1973

OXFORD INVESTMENT CORPORATION

CRD#: 4159

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/11/2016)

IAR

South Carolina
(4/1/2009)

IAR

Texas
(2/4/2008)

IAR

Virginia
(3/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 10/19/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 1

Date: 3/13/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 27

Date: 10/10/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/22/1989

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 12/31/1977

Registered Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/9/1977

Registered Options Principal Examination

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

58 Riverwalk Blvd., Ridgeland, SC 29936-8126

Mailing Address

Phone number

(843) 645-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 620,050,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles T. Shaver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Troy Shaver JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDK INVESTMENT SERVICES, INC

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

SIGNATOR INVESTORS, INC.

CENTENNIAL CAPITAL CORPORATION

CHAMPION ASSET MANAGEMENT CORPORATION

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

MOSELEY SECURITIES CORPORATION

A. G. EDWARDS & SONS, INC.

BURBANK & COMPANY, INC.

OXFORD INVESTMENT CORPORATION

Primary Firm SEC Registration

DIVIDEND ASSETS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1992

Series 63

Date: 8/19/1992

Series 5

Date: 10/19/1981

Series 1

Date: 3/13/1973

Series 27

Date: 10/10/2003

Series 53

Date: 11/22/1989

Series 40

Date: 12/31/1977

Series 4

Date: 7/9/1977

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVIDEND ASSETS CAPITAL, LLC

TRUST BUT VERIFY

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