Daniel T. Sullivan
Professional summary
Daniel Trapp Sullivan is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Trapp Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2016 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172November 8, 2010 - April 6, 2016
BLACKROCK FINANCIAL MANAGEMENT, INC
November 1, 2010 - April 6, 2016
BLACKROCK INVESTMENTS, LLC
June 1, 2009 - September 24, 2009
MORGAN STANLEY
June 1, 2009 - September 24, 2009
MORGAN STANLEY
October 26, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 18, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 26, 2001 - October 17, 2006
MORGAN STANLEY DW INC.
February 21, 2001 - October 17, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2016)
(11/9/2016)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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