Bert W. Overstreet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bert William Overstreet JR., who also goes by Bert William Overstreet Jr, Bert William Overstreet, Bert William Overstreet Jr, Bert Overstreet, was a registered financial professional .
Bert is a previously registered financial professional and started their career in finance in 2000. Bert had worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 4, 2025
STRATEGIC ADVISERS LLC
February 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 14, 2022 - April 4, 2025
FIDELITY BROKERAGE SERVICES LLC
September 21, 2015 - January 11, 2021
TD AMERITRADE, INC.
September 3, 2015 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 14, 2015 - January 11, 2021
TD AMERITRADE, INC.
September 17, 2013 - August 4, 2015
PNC WEALTH MANAGEMENT LLC
August 5, 2013 - August 4, 2015
PNC WEALTH MANAGEMENT LLC
May 22, 2009 - July 2, 2012
CHASE INVESTMENT SERVICES CORP.
July 20, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 20, 2001 - May 19, 2009
MSI FINANCIAL SERVICES, INC.
August 1, 2000 - May 10, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
