Consuelo E. Webb

MARI LEGACY GROUP

Calabasas, CA 91302

Some features on this profile are disabled

CRD#: 4203954

Professional summary

Consuelo Elizabeth Webb, who also goes by Connie Elizabeth Cardenas, Consuelo E Cardenas, Consuelo Elizabeth Cardenas, Connie E Webb, is a registered financial advisor currently at MARI LEGACY GROUP, LLC located in Calabasas, California.

Consuelo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Consuelo has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connie Elizabeth Cardenas | Consuelo E Cardenas | Consuelo Elizabeth Cardenas | Connie E Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONNIE WEBB; NON INVESTMENT-RELATED; BOOKKEEPING; BOOKKEEPER; SEPT 2021; 30 HOURS; 1 TRADING HOUR; MAINTAIN FINANCIAL ENTRIES AND RECONCILIATIONS WITH NON-CLIENTS OF MARI LEGACY GROUP LLC 2. COMPASS CHRISTIAN ACADEMY; NON INVESTMENT-RELATED; 15950 CHATSWORTH ST. GRANADA HILLS, CA 91344; PRIVATE SCHOOL; BOARD TREASURER; FEB 2023; 5 HOURS; 1 TRADING HOUR; CREATE OPERATING BUDGET FOR OVERALL OPERATIONS AND SPECIFIC PROGRAMS AS NEEDED 3. THE FORUM GROUP LLC; NON INVESTMENT RELATED. 7582 LAS VEGAS BLVD S # 187 LAS VEGAS NV 89123-1009; CONSULTING COMPANY AND HOLDING COMPANY; INDEPENDENT CONTRACTOR SINCE 09/2024 CHIEF FINACIAL OFFICER SINCE 03/2025; 30 HOURS PER MONTH; 30 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES INCLUDE FINANCIAL ANAYLYSIS, CASH FLOW MANAGEMENT, STRATEGIC PLANNING, BUDGETING, AND BOOKKEEPING FOR THE FORUM GROUP LLC AND ITS SUBSIDIARY ENTITES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Consuelo Elizabeth Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2023 - Present

MARI LEGACY GROUP, LLC

Office #1: 4500 Park Granada Suite 202, Calabasas, CA 91302

RIA

CRD#: 325087

Calabasas, CA

Past

September 2, 2015 - June 30, 2021

MORGAN STANLEY

CRD#: 149777

Westlake Village, CA

Past

July 10, 2003 - July 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTLAKE VILLAGE, CA

Past

September 4, 2002 - May 21, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2023)

IAR

Texas
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2002

General Securities Representative Examination

Current Firm

MARI LEGACY GROUP, LLC

CRD#: 325087 / SEC#: 801-127400

RIA

Registered Investment Advisory firm - (8/18/2023 Terminated)

California

Registered Investment Advisory firm - (8/17/2023 Approved)

Texas

Registered Investment Advisory firm - (6/19/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4500 Park Granada Suite 202, Calabasas, CA 91302

Mailing Address

Phone number

(818) 923-2022

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 22,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Consuelo E. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Consuelo Elizabeth Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARI LEGACY GROUP, LLC

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2022

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2002

Current Firm

MARI LEGACY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARI LEGACY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors