SB
Sara J. Brink
THRIVENT INVESTMENT MANAGEMENT
Marshall, MN
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CRD#: 4203949
SB
Professional summary
Sara Jean Brink, ChFC®, who also goes by Sara Jean Meester, Sara Jean Meester, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Marshall, Minnesota.
Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sara has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sara Jean Meester | Sara Jean Meester
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED WAY OF SOUTHWEST MINNESOTA POSITION: Committee Member NATURE: Uniting people and resources to improve lives and strengthen communities in SW MN. The focus is on health, education, financial stability, hunger and safety & well-being of people in the community. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/17/2019 ADDRESS: 800 E Main Street, Marshall MN 56258, United States DESCRIPTION: I will be on the grant review committee. Donations are made to United Way of SW MN. Groups, people, organizations submit grant requests to United Way asking for assistance. As part of the committee, we will review those grants and make relay information to the board of directors. SCHOOL BOARD MEMBER POSITION: Board Member NATURE: I am serving as a member of the public school board. The focus of the public school is education for grades prek-12. The school board's primary function is policies and procedures. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/02/2023 ADDRESS: 401 S Saratoga St, Marshall MN 56258, United States DESCRIPTION: The board is responsible for making fiscal decisions on behalf of the school board. With not ever having served or even elected, the exact duties and committees to be involved with are unknown at this time.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Jean Brink's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sara Jean Brink's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 5, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 1411 E College Dr, Marshall, MN 56258RIA
BD
CRD#: 18387
Marshall, MN
Current
February 5, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1411 E College Dr, Marshall, MN 56258RIA
BD
CRD#: 18387
Marshall, MN
Past
November 27, 2013 - February 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MARSHALL, MN
Past
April 26, 2006 - February 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MARSHALL, MN
Past
July 3, 2000 - January 28, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 3, 2000 - January 28, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(2/5/2019)
IAR
Minnesota(2/5/2019)
RR
South Dakota(3/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
