Cari A. Noll

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CRD#: 4203755

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cari Ann Noll, who also goes by Cari Ann Brown, Cari Ann Mcguire, was a registered financial professional .

Cari is a previously registered financial professional and started their career in finance in 2000. Cari had worked at 2 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cari Ann Brown | Cari Ann Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 14, 2024 - January 2, 2025

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

RIA

CRD#: 121307

ST. LOUIS, MO

Past

September 3, 2002 - May 19, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHESTERFIELD, MO

Past

July 27, 2000 - May 19, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. | ULLICO RETIREMENT SOLUTIONS ("URS")

CRD#: 121307 / SEC#: 801-61444

RIA

Registered Investment Advisory firm - (8/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/30/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. | ULLICO RETIREMENT SOLUTIONS ("URS")

CRD#: 121307 / SEC#: 801-61444

RIA

Registered Investment Advisory firm - (8/27/2002 Approved)

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Contact information

Main Address

14567 North Outer Forty Road Suite 200, Chesterfield, MO 63017

Mailing Address

Phone number

(888) 882-0072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACROPOLIS ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,767
AUM (Assets Under Management)	$ 2,196,677,599

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/02/2025	Cover Page	Report
02/27/2025	Cover Page	Report
08/22/2023	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cari A. Noll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2024

Series 66

Date: 8/30/2002

Series 63

Date: 8/2/2000

Series 7

Date: 8/15/2002

Series 6

Date: 7/22/2000

Current Firm

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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