John T. Masteller
Professional summary
John T Masteller, who also goes by J Thomas Masteller, Thomas J. Masteller, Tom Masteller, John Thomas Masteller, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John T Masteller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231July 5, 2024 - August 16, 2024
T. ROWE PRICE ADVISORY SERVICES, INC.
December 17, 2019 - August 16, 2023
EMPOWER ADVISORY GROUP, LLC
December 16, 2019 - August 16, 2023
EMPOWER FINANCIAL SERVICES, INC.
January 18, 2019 - November 6, 2019
CAPITAL CLIENT GROUP, INC.
January 17, 2019 - November 6, 2019
CAPITAL CLIENT GROUP, INC.
January 10, 2011 - December 14, 2018
EMPOWER FINANCIAL SERVICES, INC.
August 28, 2009 - September 30, 2010
TRANSAMERICA INVESTORS SECURITIES, LLC
May 15, 2009 - June 2, 2009
INVESTORS CAPITAL CORP.
May 15, 2009 - June 2, 2009
INVESTORS CAPITAL CORP.
July 3, 2008 - May 15, 2009
CINCINNATI ANALYSTS, INC.
July 3, 2008 - May 15, 2009
CINCINNATI ANALYSTS, INC.
March 25, 2008 - June 17, 2008
PRINCIPAL SECURITIES, INC.
February 25, 2008 - June 17, 2008
PRINCIPAL SECURITIES, INC.
October 1, 2007 - December 19, 2007
PRINCIPAL SECURITIES, INC.
April 20, 2007 - December 19, 2007
PRINCIPAL SECURITIES, INC.
July 27, 2000 - March 9, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 9/13/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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