James M. Bell
Professional summary
James M. Bell, who also goes by James Bell, is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James M. Bell's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2010 - Present
GUZMAN & COMPANY
Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426September 19, 2008 - January 2, 2009
BAY CREST PARTNERS, LLC
September 15, 2008 - January 2, 2009
AMERIVEST PARTNERS, LLC
October 1, 2007 - August 18, 2008
SARATOGA CAPITAL MARKETS
January 31, 2005 - October 26, 2007
TAYLOR EXECUTION SERVICE LLC
August 21, 2000 - July 26, 2004
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2010)
(7/27/2016)
(7/21/2014)
(11/14/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/29/2010
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
GUZMAN & COMPANY
CRD#: 21013Coral Gables, FL 33134-5426TRUST BUT VERIFY
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