Marc Sturman

EMPOWER ADVISORY GROUP

St Augustine, FL

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CRD#: 4203361

Professional summary

Marc Sturman, who also goes by Marc H Sturman, Marc Harris Sturman, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in St Augustine, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Marc has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Aliases

Marc H Sturman | Marc Harris Sturman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Sturman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

St Augustine, FL

Current

July 22, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

September 22, 2016 - September 13, 2023

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

September 22, 2016 - September 13, 2023

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

November 21, 2013 - September 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WHITE PLAINS, NY

Past

November 20, 2013 - September 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

December 19, 2012 - May 13, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WHITE PLAINS, NY

Past

December 19, 2012 - May 13, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WHITE PLAINS, NY

Past

April 30, 2012 - January 9, 2013

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

April 30, 2012 - January 9, 2013

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

September 20, 2011 - March 20, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WHITE PLAINS, NY

Past

August 18, 2011 - March 20, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WHITE PLAINS, NY

Past

February 18, 2011 - August 26, 2011

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

WHITE PLAINS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/16/2026)

Arizona
(9/22/2026)

Arkansas
(9/22/2026)

California
(9/17/2026)

Connecticut
(9/17/2026)

Delaware
(9/16/2026)

Florida
(9/16/2026)

IAR

Florida
(9/18/2026)

Georgia
(9/17/2026)

Hawaii
(9/18/2026)

Idaho
(9/21/2026)

Illinois
(9/16/2026)

Indiana
(9/16/2026)

Iowa
(9/21/2026)

Kansas
(9/16/2026)

Kentucky
(9/16/2026)

Maine
(9/16/2026)

Massachusetts
(9/17/2026)

Michigan
(9/16/2026)

Minnesota
(9/16/2026)

Mississippi
(9/16/2026)

Missouri
(9/17/2026)

Montana
(9/16/2026)

Nebraska
(9/16/2026)

Nevada
(9/18/2026)

New Hampshire
(9/17/2026)

New Jersey
(9/16/2026)

New Mexico
(9/17/2026)

New York
(9/18/2026)

North Carolina
(9/18/2026)

North Dakota
(9/22/2026)

Oklahoma
(9/16/2026)

Oregon
(9/17/2026)

Pennsylvania
(9/17/2026)

Rhode Island
(9/17/2026)

South Carolina
(9/16/2026)

South Dakota
(9/16/2026)

Tennessee
(9/16/2026)

Texas
(9/16/2026)

Utah
(9/22/2026)

Vermont
(9/16/2026)

Virginia
(9/18/2026)

Washington
(9/16/2026)

West Virginia
(9/23/2026)

Wisconsin
(9/16/2026)

Wyoming
(9/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 9/3/2026

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 3/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Status Unavailable

Passed: 5/14/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/17/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

8,051

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (5/15/2026)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (5/15/2026)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (5/15/2026)

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (5/15/2026)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (5/15/2026)

EMPOWER PREMIER INVESTMENT ACCOUNT (5/15/2026)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (5/15/2026)

Regulatory assets under management

Total Number of Accounts	297,074
AUM (Assets Under Management)	$ 195,426,321,479

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2026	Cover Page	Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc Sturman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Sturman's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 9/3/2026

Series 65

Passed: 9/19/2011

Series 63

Passed: 3/3/2011

SIE

Passed: 10/1/2018

Series 31

Passed: 5/14/2012

Series 7

Passed: 2/17/2011

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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