Michael R. Burster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Burster, who also goes by Mike Burster, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 11 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - July 8, 2013
HOLD BROTHERS CAPITAL LLC
September 21, 2010 - September 7, 2011
TAFFERER TRADING, LLC
March 4, 2009 - December 17, 2009
FORESTERS EQUITY SERVICES, INC.
March 11, 2008 - May 7, 2008
GLB TRADING, INC
November 9, 2005 - March 14, 2006
TAFFERER TRADING, LLC
January 28, 2005 - November 7, 2005
WORLD GROUP SECURITIES, INC.
October 30, 2002 - February 28, 2003
WORLD GROUP SECURITIES, INC.
June 6, 2002 - October 3, 2002
INVESTORS CAPITAL CORP.
May 9, 2002 - June 24, 2002
METROPOLITAN LIFE INSURANCE COMPANY
May 9, 2002 - June 24, 2002
MSI FINANCIAL SERVICES, INC.
November 1, 2001 - April 23, 2002
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 10, 2000 - March 13, 2001
IDS LIFE INSURANCE COMPANY
November 10, 2000 - March 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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