Tadayoshi Henry Yoshida
CFP®Professional Summary
Tadayoshi Henry Yoshida, CFP®, who also goes by Henry Tadayoshi Yoshida, T. Henry Yoshida, is a registered financial advisor currently at ROCKET DOLLAR CAPITAL, LLC located in Kyle, Texas. Tadayoshi is registered as a RR (Registered Representative) and started their career in finance in 2000. Tadayoshi has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 14, Series 24, Series 10 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Henry Tadayoshi Yoshida, T. Henry Yoshida
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ROCKET DOLLAR CAPITAL, LLC | ROCKET DOLLAR CAPITAL, LLC.
Contact Information
Main Address
332 Glocken Lane, Kyle, TX 78640Mailing Address
332 Glocken Lane, Kyle, TX 78640Phone Number
(512) 294-6594Established
Delaware since 03/26/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/16/2023)
(3/31/2023)
(5/4/2023)
(3/29/2023)
(3/3/2023)
(3/13/2023)
(3/3/2023)
(3/24/2023)
(8/1/2023)
(3/28/2023)
(6/21/2023)
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(7/27/2023)
(5/22/2023)
(2/23/2023)
(3/6/2023)
(3/7/2023)
(2/27/2023)
(3/9/2023)
(3/15/2023)
(5/9/2023)
(3/8/2023)
(6/25/2023)
(3/1/2023)
(7/5/2023)
(3/27/2023)
(3/21/2023)
(3/7/2023)
(7/20/2023)
(4/11/2023)
(7/21/2023)
(2/26/2023)
(3/8/2023)
(4/25/2023)
(3/6/2023)
(2/28/2023)
(3/8/2023)
(2/24/2023)
(6/15/2023)
(2/23/2023)
(3/27/2023)
(5/4/2023)
(1/5/2023)
(2/23/2023)
(3/31/2023)
(3/25/2023)
(2/23/2023)
(3/15/2023)
(3/6/2023)
(5/23/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2010About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2010About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tadayoshi Henry Yoshida's CRS (Customer Relationship Summary).
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