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Tadayoshi Henry Yoshida

Tadayoshi H. Yoshida

ROCKET DOLLAR CAPITAL
KYLE, TX 78640
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CRD#: 4203282
Tadayoshi Henry Yoshida

Professional summary


Tadayoshi Henry Yoshida, CFP®, who also goes by Henry Tadayoshi Yoshida, T. Henry Yoshida, is a registered financial professional currently at ROCKET DOLLAR CAPITAL, LLC located in Kyle, Texas.

Tadayoshi is registered as a RR (Registered Representative) and started their career in finance in 2000. Tadayoshi has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Henry Tadayoshi Yoshida | T. Henry Yoshida

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tadayoshi Henry Yoshida's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2005

Experience


Current

January 4, 2023 - Present

ROCKET DOLLAR CAPITAL, LLC

Office #1: 212 Tenny Lane, Kyle, TX 78640
BD
CRD#: 314075
KYLE, TX
Past

February 23, 2015 - May 26, 2015

HONEST DOLLAR

RIA
CRD#: 175013
AUSTIN, TX
Past

September 28, 2010 - November 20, 2014

INTRUST FIDUCIARY GROUP

RIA
CRD#: 154355
AUSTIN, TX
Past

June 22, 2010 - November 20, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
AUSTIN, TX
Past

June 18, 2010 - November 20, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
AUSTIN, TX
Past

September 4, 2003 - June 22, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
AUSTIN, TX
Past

September 4, 2003 - June 22, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
AUSTIN, TX
Past

October 5, 2001 - September 16, 2003

LPL FINANCIAL LLC

RIA
CRD#: 6413
AUSTIN, TX
Past

October 5, 2001 - September 16, 2003

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

December 18, 2000 - October 18, 2001

RIVERSTONE WEALTH MANAGEMENT, INC.

BD
CRD#: 40418
AUSTIN, TX
Past

June 15, 2000 - December 18, 2000

THE AVANTUS GROUP, INC.

BD
CRD#: 39347
AUSTIN, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/16/2023)
RR
Alaska
(3/31/2023)
RR
Arizona
(5/4/2023)
RR
Arkansas
(3/29/2023)
RR
California
(3/3/2023)
RR
Colorado
(3/13/2023)
RR
Connecticut
(3/3/2023)
RR
Delaware
(3/24/2023)
RR
Florida
(8/1/2023)
RR
Georgia
(3/28/2023)
RR
Hawaii
(6/21/2023)
RR
Idaho
(2/23/2023)
RR
Illinois
(7/27/2023)
RR
Indiana
(5/22/2023)
RR
Iowa
(2/23/2023)
RR
Kansas
(3/6/2023)
RR
Kentucky
(3/7/2023)
RR
Louisiana
(2/27/2023)
RR
Maine
(3/9/2023)
RR
Maryland
(3/15/2023)
RR
Massachusetts
(5/9/2023)
RR
Michigan
(3/8/2023)
RR
Minnesota
(6/25/2023)
RR
Mississippi
(3/1/2023)
RR
Missouri
(7/5/2023)
RR
Montana
(3/27/2023)
RR
Nebraska
(3/21/2023)
RR
Nevada
(3/7/2023)
RR
New Hampshire
(7/20/2023)
RR
New Jersey
(4/11/2023)
RR
New Mexico
(7/21/2023)
RR
New York
(2/26/2023)
RR
North Carolina
(3/8/2023)
RR
North Dakota
(4/25/2023)
RR
Ohio
(3/6/2023)
RR
Oklahoma
(2/28/2023)
RR
Oregon
(3/8/2023)
RR
Pennsylvania
(2/24/2023)
RR
Puerto Rico
(6/15/2023)
RR
Rhode Island
(2/23/2023)
RR
South Carolina
(3/27/2023)
RR
South Dakota
(5/4/2023)
RR
Texas
(1/5/2023)
RR
Utah
(2/23/2023)
RR
Vermont
(3/31/2023)
RR
Virginia
(3/25/2023)
RR
Washington
(2/23/2023)
RR
West Virginia
(3/15/2023)
RR
Wisconsin
(3/6/2023)
RR
Wyoming
(5/23/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2021
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 5/13/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 5/13/2025
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RD
ROCKET DOLLAR CAPITAL, LLC
ROCKET DOLLAR CAPITAL, LLC | ROCKET DOLLAR CAPITAL, LLC.

CRD#: 314075 / SEC#: , 8-70697

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
212 Tenny Lane, Kyle, TX 78640
Mailing Address
212 Tenny Lane, Kyle, TX 78640
Phone number
(512) 294-6594
Established
Delaware since 03/26/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WAO FINTECH, LLCSHAREHOLDER
LABBE, PATRICK JPRINCIPAL6609233
MEGENITY, BRIAN MCDONALDFINOP/PFO/POO/OPERATIONS PRINCIPAL2889637
YOSHIDA, TADAYOSHI HENRYMANAGER/MANAGING PRINCIPAL/CEO/CCO/POO4203282

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROCKET DOLLAR CAPITAL, LLC

CRD#: 314075Kyle, TX 78640

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