Christian Ginolfi

SANTANDER SECURITIES LLC

Haverhill, MA

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CRD#: 4203018

Professional summary

Christian Ginolfi, who also goes by Chris P Ginolfi, Chris Ginolfi, Christian P Ginolfi, Christian Phillip Ginolfi, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Haverhill, Massachusetts.

Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christian has worked at 10 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris P Ginolfi | Chris Ginolfi | Christian P Ginolfi | Christian Phillip Ginolfi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DBA: CPG, various consulting services and online sales/purchases of sports memorabilia. Non-investment related. Start date: 9/1/2010, Haverhill, MA, 0-5 hours monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Ginolfi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christian Ginolfi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2017 - Present

SANTANDER SECURITIES LLC

Office #2: 75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

RIA

CRD#: 41791

Haverhill, MA

Current

February 1, 2017 - Present

SANTANDER SECURITIES LLC

Office #1: 75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

RIA

CRD#: 41791

Boston, MA

Past

September 28, 2016 - February 3, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 20, 2016 - August 30, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

Lynnfield, MA

Past

January 20, 2016 - August 30, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

Lynnfield, MA

Past

October 19, 2015 - August 30, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LYNNFIELD, MA

Past

October 19, 2015 - August 30, 2016

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

LYNNFIELD, MA

Past

October 19, 2015 - August 30, 2016

CETERA ADVISORS LLC

CRD#: 10299

LYNNFIELD, MA

Past

October 19, 2015 - August 30, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LYNNFIELD, MA

Past

October 31, 2007 - May 5, 2008

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

LYNNFIELD, MA

Past

May 18, 2005 - August 30, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

LYNNFIELD, MA

Past

February 18, 2003 - August 30, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

September 26, 2000 - February 14, 2003

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/1/2017)

IAR

Massachusetts
(2/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/20/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/31/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Mailing Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Phone number

(866) 736-6475

Established

Delaware since 01/03/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

440

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SSLLC FMAX ADVISORY PROGRAM WRAP FEE BROCHURE 11.2025 (11/5/2025)

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER
BOWLER, DANIEL P	CHIEF FINANCIAL OFFICER	5354805
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	2113682
CYLC, JOHN ALLAN II	NATIONAL BUSINESS DIRECTOR	2917559
NEURATH, DUSTIN	DIRECTOR	8044630
SCHMITZ, NICOLE	CHIEF OPERATIONS OFFICER	2815862
SNYDER, JONATHAN ANDREW	PRESIDENT & CEO	6514215
VANNAH, JAMES DOUGLASS	CHIEF LEGAL OFFICER & SECRETARY	5679595
VILLANO, ALYSON NICOLE	DIRECTOR	7473984
WATSON, JONATHAN EDWARD	DIRECTOR	7631421

Regulatory assets under management

Total Number of Accounts	10,401
AUM (Assets Under Management)	$ 2,553,311,017

Disclosures

Regulatory Event	12
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christian Ginolfi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Ginolfi's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christian Ginolfi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER SECURITIES LLC

MML INVESTORS SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

SANTANDER SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2005

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2005

Series 6

Date: 9/25/2000

Series 53

Date: 6/20/2005

Series 24

Date: 4/19/2005

Series 26

Date: 3/31/2003

FINRA

Current Firm

SANTANDER SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SANTANDER SECURITIES LLC

TRUST BUT VERIFY

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