Samuel Carpio
Professional Summary
Samuel Carpio, who also goes by Samuel Baldomero Carpio, Samuel Martinez, is a registered financial advisor currently at STERLING SMITH CORPORATION located in Houston, Texas. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2000. Samuel has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Samuel Baldomero Carpio, Samuel Martinez
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
STERLING SMITH CORPORATION
Contact Information
Main Address
4326a Scotland, Houston, TX 77007Mailing Address
4326a Scotland, Houston, TX 77007Phone Number
(713) 861-6500Established
Texas since 01/25/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMITH, STERLING RICHARD | PRESIDENT/DIRECTOR/CO/IBDP/CCO/CFO/F&O PRINCIPAL/OP PROF/PFO/POO/IBP/FI | 1008425 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Carpio's CRS (Customer Relationship Summary).
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