Louis E. Sharp
Professional summary
Louis Elwin Sharp was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1967. Prior to being barred, Louis had worked at 7 firms, which includes AMERICAN INVESTMENT SERVICES INC., INVESTACORP INC., FIRST AFFILIATED SECURITIES, PFG SECURITIES INC., CETERA ADVISORS LLC, FSC SECURITIES CORPORATION, ENTERPRISE FUND DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1991 - December 23, 1998
AMERICAN INVESTMENT SERVICES, INC.
February 28, 1991 - April 11, 1991
INVESTACORP, INC.
August 25, 1989 - March 13, 1991
FIRST AFFILIATED SECURITIES
February 10, 1987 - August 25, 1989
PFG SECURITIES, INC.
January 16, 1984 - April 28, 1987
CETERA ADVISORS LLC
September 19, 1983 - January 25, 1984
FSC SECURITIES CORPORATION
June 5, 1967 - September 23, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/2/1967
Registered Representative ExaminationCurrent Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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