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Louis Elwin Sharp

CRD# 420275·Registered 1967 - 1998
Barred: Louis Elwin Sharp was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Louis Elwin Sharp, who also goes by Lou Sharp, Louis E Sharp, was a registered financial advisor. Louis was a previously registered financial professional and started their career in finance 1967 - 1998. Louis had worked at 7 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lou Sharp, Louis E Sharp

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
March 28, 1991 - December 23, 1998
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
February 28, 1991 - April 11, 1991
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
August 25, 1989 - March 13, 1991
PFG SECURITIES, INC.·CRD# 15401
BD
February 10, 1987 - August 25, 1989
CETERA ADVISORS LLC·CRD# 10299
BD
January 16, 1984 - April 28, 1987
FSC SECURITIES CORPORATION·CRD# 7461
BD
September 19, 1983 - January 25, 1984
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
June 5, 1967 - September 23, 1983

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Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: 8-38685
BD
Terminated by SEC on 08/31/2002

Contact Information

Established

Illinois since 09/20/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER—
NATIONAL CAPITAL COMPANIESSHAREHOLDER—
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event

22

Civil Event

1

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jun 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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