Robert D. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Daniel Gray JR., who also goes by Bobby D. Gray Jr., Robert D. Gray Jr., Robert D. Gray, Jr., was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 7B exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2014 - May 26, 2015
ACCESS SECURITIES, LLC
May 21, 2012 - October 18, 2012
RBC CAPITAL MARKETS, LLC
November 15, 2011 - May 2, 2012
RAYMOND C. FORBES & CO., INC.
April 11, 2011 - November 8, 2011
ELEVATION, LLC
March 31, 2000 - March 2, 2011
TICONDEROGA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7B
Date: 2/25/1996
Floor Broker ExaminationCurrent Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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