Derek R. Williams
WILLIAMS WEALTH MANAGEMENT GROUP
Bradenton, FL 34205
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CRD#: 4202594
Professional summary
Derek Ryan Williams, CFP® is a registered financial advisor currently at WILLIAMS WEALTH MANAGEMENT GROUP, INC. located in Bradenton, Florida.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Derek has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WILLIAMS WEALTH MANAGEMENT GROUP INC; Investment related; 2328 Manatee Avenue West, Bradenton, FL 34205; RIA; PRESIDENT/CFP; 40 HRS/WK; OFFERING LIFE INSURANCE AS PART OF COMPREHENSIVE FINANCIAL PLAN. 2)Licensed Insurance Agent; Investment related; Start Date: 11/2001; Life Insurance, Health Insurance and Annuities. 3)RETIREWELL PROPERTIES, LLC; Not Investment related;1515 51ST ST. WEST, Bradenton, FL 34205; real estate; President; Start Date: 06/2019; 1 hour/month; Manage property. 4) 1715 VENTURES LLC. Not investment related; 1515 51ST ST. WEST, Bradenton, FL 34205; President; Start Date: 03/2021; Real Estate; 1 hour/month; Manage property. 4)Fiduciary Shield, LLC- Investment Related; 1515 51ST ST. WEST, Bradenton, FL 34205; Owner; Start Date: 11/2015; Retirement Administration; 1 hour/month; Owner. 5)Blue Paradise Rentals, LLC; Not investment related; Owner; 1515 51ST ST. WEST, Bradenton, FL 34205; Start Date:08/2021; Real Estate; 1 hour/month; Manage property. 6)Drift In AMI LLC; Not investment related; 1515 51ST ST. WEST, Bradenton, FL 34205; President, Start Date: 12/2022; Retail; Family beach bar/pub; 1 hour/month; Owner. 7)Gulf Sands AMI LLC; Not investment related; 1515 51ST ST. WEST, Bradenton, FL 34205; Owner; Start Date: 01/2022; Beach Condo rental; 1 hour/month; Manage property. 8) LASALLE ST. SECURITIES, LLC; Investment related; 2328 Manatee Avenue West, Bradenton, FL 34205; Broker/Dealer Firm; Registered Representative; Start 09/2009; Approximately 40 hours/week
CRS (Client Relationship Summary) - RIA
Click below to view Derek Ryan Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
March 20, 2025 - Present
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
Office #1: 2328 Manatee Avenue West, Bradenton, FL 34205RIA
CRD#: 147341
Bradenton, FL
Past
September 30, 2009 - December 31, 2023
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
BRADENTON, FL
Past
June 18, 2008 - July 2, 2024
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
RIA
CRD#: 147341
BRADENTON, FL
Past
April 26, 2002 - August 26, 2009
MOSELEY INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 124152
BRADENTON, FL
Past
October 29, 2001 - October 2, 2009
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BRANDETON, FL
Past
October 29, 2001 - October 2, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
BRANDETON, FL
Past
August 22, 2000 - October 17, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
CRD#: 147341 / SEC#: 801-130487
RIA
Registered Investment Advisory firm - (6/14/2024 Approved)Florida
Registered Investment Advisory firm - (7/2/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
WILLIAMS WEALTH MANAGEMENT GROUP, INC.
CRD#: 147341 / SEC#: 801-130487
RIA
Registered Investment Advisory firm - (6/14/2024 Approved)Florida
Registered Investment Advisory firm - (7/2/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2328 Manatee Avenue West, Bradenton, FL 34205
Mailing Address
Phone number
(941) 756-4500
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 884 |
| AUM (Assets Under Management) | $ 140,550,414 |
Red Flags
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