Hank Tajkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hank Tajkowski, CFP®, who also goes by James H Tajkowski, James Hank Tajkowski, was a registered financial professional .
Hank is a previously registered financial professional and started their career in finance in 2000. Hank had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
November 8, 2016 - February 15, 2019
PROSPERITY CAPITAL ADVISORS
May 8, 2015 - November 1, 2016
FIRST HEARTLAND CAPITAL, INC.
May 6, 2015 - December 10, 2015
FIRST HEARTLAND CONSULTANTS, INC.
May 23, 2012 - May 1, 2013
M HOLDINGS SECURITIES, INC.
May 16, 2012 - May 1, 2013
M HOLDINGS SECURITIES, INC.
March 28, 2011 - April 30, 2015
PROSPERITY CAPITAL ADVISORS
May 3, 2010 - March 30, 2011
AMERICAN INVESTMENT SERVICES
February 19, 2010 - December 31, 2010
MIDAMERICA FINANCIAL SERVICES, INC.
March 25, 2009 - February 18, 2010
MADISON AVENUE SECURITIES, LLC
January 19, 2007 - February 18, 2010
MADISON AVENUE SECURITIES, LLC
January 3, 2007 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
September 1, 2004 - September 30, 2005
RESOURCE HORIZONS GROUP LLC
February 2, 2004 - May 24, 2004
HIGH MARK SECURITIES, INC.
February 2, 2004 - May 24, 2004
HIGH MARK SECURITIES, INC.
June 19, 2000 - December 31, 2003
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
