Samuel M. Hubbard

T.R.U.E. COASTAL CAPITAL

Savannah, GA 31401

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CRD#: 4202323

Professional summary

Samuel M Hubbard, who also goes by Sam Hubbard, is a registered financial advisor currently at T.R.U.E. COASTAL CAPITAL, LLC located in Savannah, Georgia.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Samuel has worked at 2 firms and has passed the Series 66, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Hubbard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, 21 EAST YORK STREET, SAVANNAH, GEORGIA 31401, SINCE 12/2014, DEVOTE APPROX 5 TO 10 HOURS PER MONTH, WHICH IS DURING SECURITIES HOURS, DUTIES ARE TO ANALYZE EXISTING POLICIES AND/OR DETERMINE IF NEW POLICIES ARE REQUIRED. COASTAL DIVORCE ADVISORS, LLC ("CDA"), NON INVESTMENT RELATED, 21 EAST YORK STREET, SAVANNAH, GEORGIA 31401, SINCE 12/2015, MANAGING PRINCIPAL, DEVOTE APPROX 5 TO 10 HOURS PER MONTH, WHICH IS DURING SECURITIES HOURS, DUTIES INCLUDE TO OFFER DIVORCE FINANCIAL PLANNING, EXPERT WITNESS TESTIMONY, AND SETTLEMENT EVALUATION SERVICES TO PERSONS INVOLVED IN MARITAL DIVORCE PROCEEDINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel M Hubbard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2015 - Present

T.R.U.E. COASTAL CAPITAL, LLC

Office #1: 21 East York Street, Savannah, GA 31401

RIA

CRD#: 281556

Savannah, GA

Past

February 14, 2013 - December 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

October 16, 2000 - December 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/26/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/22/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 4/23/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/14/2000

General Securities Representative Examination

Current Firm

T.R.U.E. COASTAL CAPITAL, LLC

COASTAL CAPITAL MANAGEMENT, LLC | T.R.U.E. COASTAL CAPITAL, LLC | T.R.U.E COASTAL CAPITAL, LLC

CRD#: 281556 / SEC#: 801-134913

Georgia

Registered Investment Advisory firm - (5/22/2025 Terminated)

New York

Registered Investment Advisory firm - (5/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

21 East York Street, Savannah, GA 31401

Mailing Address

Phone number

(912) 234-3657

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 109,153,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel M. Hubbard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel M Hubbard's CRS (Customer Relationship Summary).

Certified licenses

Experience

T.R.U.E. COASTAL CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/26/2000

SIE

Date: 12/11/2015

Series 55

Date: 5/22/2006

Series 3

Date: 4/23/2003

Series 7

Date: 10/14/2000

Current Firm

T.R.U.E. COASTAL CAPITAL, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T.R.U.E. COASTAL CAPITAL, LLC

TRUST BUT VERIFY

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