Matthew J. Ott

KRILOGY

St. Louis, MO 63141

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CRD#: 4202245

Professional summary

Matthew Joseph Ott, AIF®, who also goes by Matthew Joseph Ott, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 13 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Joseph Ott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Forest Hills Subdivision; St. Louis, MO; Trustee on Neighborhood Subdivision. Non-investment related. Start date 11/2017. 5 hrs/mo, zero during trading hours. 2) Elk Advisory Group, LLC/PARS (Pension and Retirement Services, Inc.); Investment-related; St. Louis, MO; TPA for defined benefit and defined contribution plans; sole owner; 09/2021; 20 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Ott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 11, 2024 - Present

KRILOGY

Office #1: 275 N. Lindbergh Ste. 20, St. Louis, MO 63141

RIA

CRD#: 149046

St. Louis, MO

Past

October 6, 2021 - March 28, 2023

DATATEX INVESTMENT SERVICES INC

RIA

CRD#: 105440

St. Louis, MO

Past

October 6, 2021 - March 18, 2024

HUNTLEIGH ADVISORS, INC.

RIA

CRD#: 113412

St. Louis, MO

Past

October 6, 2021 - March 18, 2024

HUNTLEIGH SECURITIES CORPORATION

CRD#: 7456

Chesterfield, MO

Past

July 1, 2019 - October 11, 2021

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

August 2, 2018 - July 1, 2019

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

May 1, 2014 - July 25, 2018

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

August 5, 2010 - May 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 11, 2008 - July 8, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 28, 2007 - September 25, 2008

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

CLAYTON, MO

Past

August 29, 2003 - March 22, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHESTERFIELD, MO

Past

August 28, 2003 - November 27, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 28, 2003 - March 22, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 15, 2002 - August 6, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 10, 2001 - October 3, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK , KS

Past

March 12, 2001 - October 3, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 12, 2001 - October 3, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/11/2024)

IAR

Texas
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/6/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/21/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/21/2009

General Securities Sales Supervisor - Options Module Examination

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Ott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Ott's CRS (Customer Relationship Summary).

Certified licenses

Experience

DATATEX INVESTMENT SERVICES INC

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH SECURITIES CORPORATION

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA CAPITAL, LLC

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST BROKERAGE AMERICA, L.L.C.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2021

Series 66

Date: 4/6/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2001

Series 10

Date: 8/21/2009

Series 9

Date: 4/21/2009

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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