Brent C. Chmielewski
Professional summary
Brent Charles Chmielewski, who also goes by Brent Chmielewski, is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Edina, Minnesota.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brent has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Charles Chmielewski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brent Charles Chmielewski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2010 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 7025 France Ave S, Edina, MN 55435Office #2: 80 S Eighth St, Minneapolis, MN 55402Office #3: 220 S Sixth St, Minneapolis, MN 55402Office #5: 800 Nicollet Mall, Minneapolis, MN 55402Office #6: 200 S 6th St, Minneapolis, MN 55402December 26, 2008 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 7025 France Ave S, Edina, MN 55435Office #2: 80 S Eighth St, Minneapolis, MN 55402Office #3: 220 S Sixth St, Minneapolis, MN 55402Office #4: 800 Nicollet Mall, Minneapolis, MN 55402Office #5: 200 S 6th St, Minneapolis, MN 55402January 23, 2008 - October 7, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 28, 2006 - February 5, 2008
IFMG SECURITIES, INC.
May 29, 2003 - December 31, 2006
TCF INVESTMENTS, INC.
January 29, 2002 - August 22, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
June 19, 2000 - January 16, 2002
NAVILLUS SECURITIES, INC.
Primary Firm SEC Registration
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2012)
(4/10/2012)
(1/26/2023)
(2/12/2025)
(1/23/2013)
(2/10/2014)
(1/6/2021)
(5/12/2022)
(1/23/2023)
(8/15/2022)
(12/6/2018)
(4/21/2025)
(3/4/2015)
(1/20/2023)
(12/26/2008)
(11/22/2013)
(3/11/2020)
(2/25/2020)
(3/6/2023)
(1/23/2013)
(9/16/2019)
(9/30/2009)
(9/21/2023)
(10/12/2017)
(10/4/2023)
(12/6/2021)
(4/19/2017)
(2/5/2025)
(1/28/2021)
(1/23/2013)
(1/28/2009)
Exams
FINRA
Current Firm
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | PARENT CORPORATION | |
| AHMAD, MASOOD | SENIOR VICE PRESIDENT, OPERATIONS MANAGER | 7887624 |
| BEJASA, EILEEN | DIRECTOR | 7002808 |
| CLARK, SHANNON KEITH | DIRECTOR AND CHIEF FINANCIAL OFFICER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4120145 |
| FLOUM, JOEL IRA | DIRECTOR | 2405754 |
| LAWLOR, BETH D | DIRECTOR | 5352662 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MOLLOY, JOHN WILLIAM JR. | DIRECTOR | 1939358 |
| ROLLAND, JODI THOMPSON | DIRECTOR | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER, DIRECTOR | 5025315 |
| STEGEMEYER, STEPHEN KYLE | DIRECTOR | 2793064 |
| STEINER, STEPHEN WARD | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | 2259345 |
| WHANG, JAMES | DIRECTOR | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 66,996 |
| AUM (Assets Under Management) | $ 19,296,734,956 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
