Jason D. Dall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Duane Dall was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2012 - June 12, 2013
TD AMERITRADE, INC.
December 4, 2012 - June 12, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 4, 2012 - June 12, 2013
TD AMERITRADE, INC.
August 31, 2005 - June 5, 2012
STRATEGIC ADVISERS LLC
July 10, 2000 - June 4, 2012
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
