Jason D. Caldwell
Professional summary
Jason Dean Caldwell, who also goes by Jason D Caldwell, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Dean Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2013 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660March 12, 2013 - July 1, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 20, 2005 - April 26, 2011
PACIFIC SELECT DISTRIBUTORS, LLC
February 16, 2005 - May 17, 2005
WAMU INVESTMENTS, INC.
December 13, 2001 - August 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
October 9, 2000 - May 15, 2001
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2013)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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