Kathleen K. Kempf
Professional summary
Kathleen Kim Kempf, who also goes by Kathleen Kim Benintende, Kathleen Kim Denault, Kathleen Kim Myers, Kathleen Kim Novotny, is a registered financial advisor currently at YOUR PATH FINANCIAL LLC located in Adkins, Texas.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kathleen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Kim Kempf's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2018 - Present
YOUR PATH FINANCIAL LLC
January 2, 2014 - October 25, 2018
GLOBAL VIEW CAPITAL MANAGEMENT LLC
January 2, 2014 - December 7, 2018
PURSHE KAPLAN STERLING INVESTMENTS
February 19, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
February 19, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
December 11, 2009 - March 4, 2013
LPL FINANCIAL LLC
December 3, 2009 - March 4, 2013
LPL FINANCIAL LLC
July 7, 2006 - December 4, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
June 7, 2004 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - December 4, 2009
WORLD GROUP SECURITIES, INC.
July 5, 2000 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/29/2018)
(10/22/2018)
Exams
Current Firm
YOUR PATH FINANCIAL LLC
CRD#: 298339 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,318,215 |
Red Flags
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