Kathleen Kim Kempf
Professional Summary
Kathleen Kim Kempf, who also goes by Kathleen Kim Benintende, Kathleen Kim Denault, Kathleen Kim Myers, Kathleen Kim Novotny, is a registered financial advisor currently at YOUR PATH FINANCIAL LLC located in Adkins, Texas. Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kathleen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathleen Kim Benintende, Kathleen Kim Denault, Kathleen Kim Myers, Kathleen Kim Novotny
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
YOUR PATH FINANCIAL | YOUR PATH FINANCIAL LLC
Contact Information
Main Address
Adkins, TXPhone Number
(940) 441-4466# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$2,446,012Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/29/2018)
(10/22/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2000About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 2000About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Kim Kempf's CRS (Customer Relationship Summary).
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