Kathleen K. Kempf

YOUR PATH FINANCIAL LLC

Adkins, TX

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CRD#: 4200925

Professional summary

Kathleen Kim Kempf, who also goes by Kathleen Kim Benintende, Kathleen Kim Denault, Kathleen Kim Myers, Kathleen Kim Novotny, is a registered financial advisor currently at YOUR PATH FINANCIAL LLC located in Adkins, Texas.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kathleen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Kim Benintende | Kathleen Kim Denault | Kathleen Kim Myers | Kathleen Kim Novotny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/2009-INSURANCE AGENT; ADKINS, TX; NON-INVESTMENT RELATED; NON-VARIABLE INSURANCE, FIXED HEALTH AND DEFINED EMPLOYEE COMP PLANS; 10% OF PROFESSIONAL TIME. 2) 09/2018 YOUR PATH 4 PROSPERITY LLC; PRESIDENT; INVESTMENT RELATED; ADKINS, TX; APPROX. 8 HRS/WEEK DURING SECURITIES TRADING HOURS; WRITE AND CONDUCT EDUCATIONAL/SPIRITUAL WORKSHOPS PERTAINING TO MONEY AND FINANCE; EDUCATIONAL PROGRAMS; FINANCIAL EDUCATION. BOOKKEEPING SERVICES FOR INDIVIDUALS/BUSINESS CLIENTS: ASSIST IN SETTING UP A BOOKKEEPING SYSTEM OR REVIEW SYSTEM FOR ADEQUACY, SHOW HOW TO RUN AND USE ACCOUNTING REPORTS, REVIEW FINANCIAL RECORDS, TAX DOCUMENTS, RECEIPTS, AND VARIOUS STATEMENTS AND ORGANIZE THEM FOR RETENTION; 4 HOURS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Kim Kempf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2018 - Present

YOUR PATH FINANCIAL LLC

RIA

CRD#: 298339

Adkins, TX

Past

January 2, 2014 - October 25, 2018

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 158292

CROWLEY, TX

Past

January 2, 2014 - December 7, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Crowley, TX

Past

February 19, 2013 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

DALLAS, TX

Past

February 19, 2013 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

DALLAS, TX

Past

December 11, 2009 - March 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

DENTON, TX

Past

December 3, 2009 - March 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

DENTON, TX

Past

July 7, 2006 - December 4, 2009

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

SAN DIEGO, CA

Past

June 7, 2004 - August 23, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SANTEE, CA

Past

April 12, 2002 - December 4, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

SAN DIEGO, CA

Past

July 5, 2000 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/29/2018)

IAR

Texas
(10/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/11/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

YOUR PATH FINANCIAL LLC

YOUR PATH FINANCIAL | YOUR PATH FINANCIAL LLC

CRD#: 298339 / SEC#:

California

Registered Investment Advisory firm - (10/29/2018 Approved)

Texas

Registered Investment Advisory firm - (10/22/2018 Approved)

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Contact information

Main Address

Adkins, TX

Mailing Address

Phone number

(940) 441-4466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,318,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathleen K. Kempf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Kim Kempf's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL VIEW CAPITAL MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2004

Series 63

Date: 7/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2013

Series 6

Date: 7/3/2000

Series 26

Date: 10/11/2000

Current Firm

YOUR PATH FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YOUR PATH FINANCIAL LLC

TRUST BUT VERIFY

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