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Ryan J. Falvey

MERIDIAN EQUITY PARTNERS
NEW YORK, NY 10038
Some features on this profile are disabled
CRD#: 4200909
RF

Professional summary

Ryan Joseph Falvey is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 9 firms and has passed the Series 63, SIE, Series 21, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Joseph Falvey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2016 - Present

MERIDIAN EQUITY PARTNERS, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
BD
CRD#: 133849
NEW YORK, NY
Past

June 24, 2010 - September 13, 2013

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY
Past

September 28, 2006 - June 3, 2019

JAMES E. COFFEY SECURITIES, INC.

BD
CRD#: 141393
NEW YORK, NY
Past

March 27, 2006 - June 11, 2007

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

January 25, 2006 - October 23, 2006

JAMES E. COFFEY, SOLE PROPRIETOR

BD
CRD#: 136139
NEW YORK, NY
Past

September 25, 2003 - January 19, 2006

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY
Past

January 15, 2003 - February 19, 2003

COMMERCE ONE FINANCIAL INC.

BD
CRD#: 100340
SYOSSET, NY
Past

June 5, 2001 - August 15, 2001

BEAR WAGNER SPECIALISTS LLC

BD
CRD#: 32691
NEW YORK, NY
Past

May 30, 2000 - August 7, 2000

WSM HOLDINGS, L.L.C.

BD
CRD#: 31352
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/23/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 2/17/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 21
Date: 9/9/2004
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 2/10/2004
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

ME
MERIDIAN EQUITY PARTNERS, INC.
MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849 / SEC#: , 8-66784

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Phone number
(212) 742-8472
Established
New York since 11/26/2004
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ACQUAFREDDA, JONATHAN MICHAELSECRETARY/DIR2502343
CORPINA, JONATHAN DOUGLASCEO/PRESIDENT/TREAS/DIR2575529
LYTLE, COLUMB PATRICKVP/DIR/CFO/COO/CCO/PFO/POO2810260

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849New York, NY 10038

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