Cody T. Starrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cody Theodore Starrett was a registered financial professional .
Cody is a previously registered financial professional and started their career in finance in 2000. Cody had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2013 - October 31, 2013
K.C. WARD FINANCIAL
January 14, 2011 - October 25, 2011
LIVEVOL SECURITIES, INC.
March 3, 2009 - May 7, 2009
WINDFALL SECURITIES LLC
January 10, 2007 - January 14, 2008
URCHIN CAPITAL PARTNERS, LLC
February 12, 2002 - January 3, 2005
REDWOOD TRADING, LLC
November 2, 2000 - March 7, 2002
ORION TRADING, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
K.C. WARD FINANCIAL
CRD#: 145135 / SEC#: , 8-67706
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
