RM
Ronald R. Milone
HERITAGE CAPITAL
New Haven, CT 06511
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CRD#: 4200818
RM
Professional summary
Ronald Robert Milone, CFP® is a registered financial advisor currently at HERITAGE CAPITAL, LLC located in New Haven, Connecticut.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ronald has worked at 4 firms and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARCUM, LLP
555 LONG WHARF DRIVE, 12TH FLOOR
NEW HAVEN, CT 06511
THE BUSINESS IS NOT INVESTMENT RELATED.
THE NATURE OF THE OUTSIDE BUSINESS IS CERTIFIED PUBLIC ACCOUNTANTS-ACCOUNTING, TAX AND CONSULTING SERVICES.
POSITION:PARTNER
START DATE: 02/01/2012
APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THE OUTSIDE BUSINESS: 200
NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS DURING SECURITIES TRADING HOURS: 130
DUTIES: TAX CONSULTING AND PREPARATION, ASSURANCE SERVICES, MANAGEMENT OF PERSONNEL
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Robert Milone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 25, 2017 - Present
HERITAGE CAPITAL, LLC
Office #1: 555 Long Wharf Dr., New Haven, CT 06511RIA
CRD#: 127650
New Haven, CT
Past
December 20, 2016 - October 10, 2017
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Past
March 16, 2001 - August 25, 2017
PTS ASSET MANAGEMENT
RIA
CRD#: 111047
WALLINGFORD, CT
Past
June 27, 2000 - December 16, 2016
WADSWORTH INVESTMENT CO., INC.
BD
CRD#: 5844
NORTH HAVEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HERITAGE CAPITAL, LLC
HERITAGE CAPITAL, LLC
CRD#: 127650 / SEC#: 801-132778
RIA
Registered Investment Advisory firm - (5/15/2025 Approved)Connecticut
Registered Investment Advisory firm - (6/2/2025 Terminated)Florida
Registered Investment Advisory firm - (5/22/2025 Terminated)Maryland
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (5/22/2025 Terminated)New York
Registered Investment Advisory firm - (5/22/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/14/2013 Terminated)Rhode Island
Registered Investment Advisory firm - (6/9/2025 Terminated)Texas
Registered Investment Advisory firm - (5/22/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(10/25/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HC
HERITAGE CAPITAL, LLC
HERITAGE CAPITAL, LLC
CRD#: 127650 / SEC#: 801-132778
RIA
Registered Investment Advisory firm - (5/15/2025 Approved)Connecticut
Registered Investment Advisory firm - (6/2/2025 Terminated)Florida
Registered Investment Advisory firm - (5/22/2025 Terminated)Maryland
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (5/22/2025 Terminated)New York
Registered Investment Advisory firm - (5/22/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/14/2013 Terminated)Rhode Island
Registered Investment Advisory firm - (6/9/2025 Terminated)Texas
Registered Investment Advisory firm - (5/22/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Bradley Road Suite 202, Woodbridge, CT 06525
Mailing Address
Phone number
(203) 389-3553
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 645 |
| AUM (Assets Under Management) | $ 128,908,923 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERITAGE CAPITAL, LLC
CRD#: 127650New Haven, CT 06511TRUST BUT VERIFY
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