Peter R. Schwarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Russell Schwarz was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2008 - July 9, 2018
INTEGRAL DERIVATIVES, LLC
January 25, 2007 - January 13, 2009
AGS SPECIALISTS II, LLC
September 26, 2003 - February 7, 2007
AGS SPECIALISTS LLC
June 26, 2000 - March 6, 2001
PERSHING ADVISOR SOLUTIONS LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/24/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 9/30/1999
NYSE Trading Assistant ExaminationCurrent Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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