Stephen Stout
Professional summary
Stephen Stout is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Stout's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2019 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004June 6, 2016 - July 8, 2019
FTP SECURITIES LLC
October 1, 2008 - September 16, 2014
J.P. MORGAN SECURITIES LLC
June 1, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 16, 2001 - April 17, 2007
UBS SECURITIES LLC
January 17, 2001 - August 7, 2001
UBS SECURITIES LLC
October 23, 2000 - December 20, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2019)
(1/16/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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