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William A. Powell

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CRD#: 4200593
WP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William A. Powell, who also goes by Bill Powell, William Allen Powell, William Powell, Bill Powell, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2000. William had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Powell | William Allen Powell | William Powell | Bill Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 28, 2018 - November 7, 2018

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
Birmingham, AL
Past

February 27, 2018 - November 7, 2018

BBVA SECURITIES INC.

BD
CRD#: 27060
BIRMINGHAM, AL
Past

October 30, 2014 - December 15, 2017

MORGAN STANLEY

RIA
CRD#: 149777
BIRMINGHAM, AL
Past

October 27, 2014 - December 15, 2017

MORGAN STANLEY

BD
CRD#: 149777
BIRMINGHAM, AL
Past

August 9, 2012 - September 26, 2014

BBVA SECURITIES INC.

BD
CRD#: 27060
BIRMINGHAM, AL
Past

June 18, 2002 - July 26, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA
CRD#: 17086
BIRMINGHAM, AL
Past

January 16, 2002 - July 26, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
BIRMINGHAM, AL
Past

July 7, 2000 - March 27, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 7, 2000 - March 27, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2000
General Securities Representative Examination

Current Firm

PM
PNC MANAGED ACCOUNT SOLUTIONS, INC.
ALFRED B. BRADY III | THOMAS E. SAMUELS JR. | SURESH RAGHAVAN | STAVIS MARGOLIS ADVISORY SERVICES INC | ROY T. MANICOM | RICHARD SAETTONE | PNC MANAGED ACCOUNT SOLUTIONS, INC. | MICHAEL SANDEEN | MARY K. MARGOLIS | GERRALD GIBLIN | GAIL VAN NEST | FRANK POHAR | EDWIN TREY MAXWELL | DEBORAH MCCULLY STAVIS | DAVID BUSBEE | CLAYTON COOKE | BBVA WEALTH SOLUTIONS INC.

CRD#: 110476 / SEC#: 801-56131

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Contact information

Main Address
2200 Post Oak Blvd., Houston, TX 77056-4700
Mailing Address
1900 East Ninth Street, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Firm type
Fiscal year end
# of Employees
21

Documents

Latest Form ADV

Part 2 Brochures

PNC GLOBAL DIRECTIONS FORM ADV PART 2A (3/31/2023)

Regulatory assets under management

Total Number of Accounts768
AUM (Assets Under Management)$ 588,442,024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNC MANAGED ACCOUNT SOLUTIONS, INC.

CRD#: 110476

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