Jerome H. Shapiro
Professional summary
Jerome Howard Shapiro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerome is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, Jerome had worked at 8 firms, which includes TUSCHNER & COMPANY INC., JOSEPHTHAL & CO. INC., MATHEWS HOLMQUIST & ASSOCIATES INC., MARCHE' SECURITIES INC., RECOM SECURITIES INC., BYWOOD DEVELOPMENT CORPORATION, STARFN, J. SHAPIRO CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1994 - May 6, 1998
TUSCHNER & COMPANY, INC.
September 1, 1994 - December 2, 1994
JOSEPHTHAL & CO., INC.
March 28, 1991 - September 8, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
December 6, 1988 - February 22, 1991
MARCHE' SECURITIES, INC.
October 13, 1977 - October 21, 1988
RECOM SECURITIES, INC.
July 26, 1977 - September 29, 1977
BYWOOD DEVELOPMENT CORPORATION
September 29, 1976 - July 6, 1977
STARFN
July 31, 1968 - March 13, 1973
J. SHAPIRO CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/18/1976
Registered Representative ExaminationSeries 00
Date: 6/13/1968
General Securities Principal ExaminationCurrent Firm
TUSCHNER & COMPANY, INC.
CRD#: 36037 / SEC#: , 8-47007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
