Charles T. O'neill

FAMILY WEALTH ARCHITECTS LLC

WESTON, MA

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CRD#: 4200383

Professional summary

Charles Theodore O'neill is a registered financial advisor currently at FAMILY WEALTH ARCHITECTS LLC located in Weston, Massachusetts.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Theodore O'neill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2004 - Present

FAMILY WEALTH ARCHITECTS LLC

RIA

CRD#: 113233

WESTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/29/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2001

Uniform Investment Adviser Law Examination

Current Firm

FAMILY WEALTH ARCHITECTS LLC

FAMILY WEALTH ARCHITECTS LLC | FAMILY WEALTH MANAGEMENT LLC

CRD#: 113233 / SEC#: 801-60333

RIA

Registered Investment Advisory firm - (1/25/2011 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/8/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Belmont, MA

Mailing Address

Phone number

(781) 330-1603

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Charles T. O'neill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Theodore O'neill's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY WEALTH ARCHITECTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2001

Current Firm

FAMILY WEALTH ARCHITECTS LLC

Contact information

Documents

Red Flags

Company Information

FAMILY WEALTH ARCHITECTS LLC

TRUST BUT VERIFY

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