PT
Philip Telpner
LIFEWORKS ADVISORS
Glenview, IL 60026
Some features on this profile are disabled
CRD#: 4200379
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Professional summary
Philip Telpner, who also goes by Philip Jay Telpner, is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Glenview, Illinois.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Philip has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Jay Telpner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance Sales; 700 Patriot, Suite 2700, Glenview, IL 60026; Non-investment related; Approximately 10% of time during the month 2. Philip is dually-registered with Lifeworks Advisors, LLC and Breakout Private Wealth. Philip has served as an investment advisor representative for Lifeworks Advisors, LLC and an investment advisor representative of Breakout Private Wealth since January, 2023. Business is conducted from 2700 Patriot, Suite 2700, Glenview, IL 60026. Approximately 90% of Philip's time is for services as an investment advisor representative and the balance as a registered representative.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Telpner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2023 - Present
LIFEWORKS ADVISORS, LLC
Office #1: 2700 Patriot Suite 2700, Glenview, IL 60026RIA
CRD#: 288255
Glenview, IL
Past
July 29, 2020 - April 10, 2023
BREAKOUT PRIVATE WEALTH LLC
RIA
CRD#: 307339
GLENVIEW, IL
Past
July 6, 2017 - July 27, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NILES, IL
Past
July 6, 2017 - July 27, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NILES, IL
Past
September 1, 2015 - June 27, 2017
MORGAN STANLEY
RIA
CRD#: 149777
DEERFIELD, IL
Past
August 3, 2015 - June 27, 2017
MORGAN STANLEY
BD
CRD#: 149777
DEERFIELD, IL
Past
September 23, 2004 - August 14, 2015
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
July 18, 2000 - February 4, 2003
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/12/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 742,298,024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
