Paul I. Bowen
Professional summary
Paul Ivan Bowen III is a registered financial professional currently at BOWEN, INC. located in Boston, Massachusetts.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Ivan Bowen III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2007 - Present
BOWEN, INC.
Office #1: 22 Boston Wharf Road 7th Floor, Boston, MA 02210Office #2: 34 Main Street Extension Suite 203, Plymouth, MA 02360Office #3: 34 Main Street Extension Suite 203, Plymouth, MA 02360July 17, 2001 - July 25, 2002
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2007)
(10/14/2013)
(8/17/2007)
(8/13/2007)
(6/5/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/19/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BOWEN, INC.
CRD#: 142930 / SEC#: , 8-67510
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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Company Information
BOWEN, INC.
CRD#: 142930Boston, MA 02210TRUST BUT VERIFY
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