Stephanie J. Guild
Professional summary
Stephanie Jannie Guild, who also goes by Stephanie Janine Fennessey, Stephanie Fennessey, Stephanie J Guild, Stephanie Janine Guild, Stephanie Guild, Stephanie Janine Neisner, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in New York, New York and ROBINHOOD FINANCIAL, LLC located in New York, New York.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Jannie Guild's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
Office #1: 413 W. 14th St 3rd Floor, New York, NY 10014October 26, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014April 2, 2009 - November 3, 2021
J.P. MORGAN SECURITIES LLC
July 20, 2001 - May 26, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 25, 2000 - May 29, 2001
ROBERT FLEMING INC.
Primary Firm SEC Registration
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
