SG
Stephanie J. Guild
ROBINHOOD ASSET MANAGEMENT
New York, NY 10014
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CRD#: 4200203
SG
Professional summary
Stephanie Jannie Guild, who also goes by Stephanie Janine Fennessey, Stephanie Fennessey, Stephanie J Guild, Stephanie Janine Guild, Stephanie Guild, Stephanie Janine Neisner, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in New York, New York and ROBINHOOD FINANCIAL, LLC located in New York, New York.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Janine Fennessey | Stephanie Fennessey | Stephanie J Guild | Stephanie Janine Guild | Stephanie Guild | Stephanie Janine Neisner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Francine A. LeFrak Foundation 501 Silverside Road, Suite 123 Wilmington, DE 19809 https://www.falfoundation.org/ A member of the board of directors. Attending meetings 3 times per year and opining on programs for the foundation. Start Date: May 2022 6 hours per year 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Jannie Guild's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
Office #1: 413 W. 14th St 3rd Floor, New York, NY 10014RIA
CRD#: 323736
New York, NY
Current
October 26, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014BD
CRD#: 165998
New York, NY
Past
April 2, 2009 - November 3, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
New York, NY
Past
July 20, 2001 - May 26, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
September 25, 2000 - May 29, 2001
ROBERT FLEMING INC.
BD
CRD#: 1711
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
Registered Investment Advisory firm - (1/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2021)
RR
Alaska(10/26/2021)
RR
Arizona(10/26/2021)
RR
Arkansas(10/26/2021)
RR
California(10/26/2021)
IAR
California(8/13/2025)
RR
Colorado(10/26/2021)
RR
Connecticut(10/26/2021)
RR
Delaware(10/26/2021)
RR
District of Columbia(10/26/2021)
RR
Florida(10/26/2021)
RR
Georgia(10/26/2021)
RR
Hawaii(10/26/2021)
RR
Idaho(10/26/2021)
RR
Illinois(10/26/2021)
RR
Indiana(10/26/2021)
RR
Iowa(10/26/2021)
RR
Kansas(10/26/2021)
RR
Kentucky(10/26/2021)
RR
Louisiana(10/26/2021)
RR
Maine(10/26/2021)
RR
Maryland(10/26/2021)
RR
Massachusetts(10/26/2021)
RR
Michigan(10/26/2021)
RR
Minnesota(10/26/2021)
RR
Mississippi(10/26/2021)
RR
Missouri(10/26/2021)
RR
Montana(10/26/2021)
RR
Nebraska(10/26/2021)
RR
Nevada(10/26/2021)
RR
New Hampshire(10/26/2021)
RR
New Jersey(10/26/2021)
RR
New Mexico(10/26/2021)
RR
New York(10/26/2021)
IAR
New York(3/25/2025)
RR
North Carolina(10/26/2021)
RR
North Dakota(10/26/2021)
RR
Ohio(10/26/2021)
RR
Oklahoma(10/26/2021)
RR
Oregon(10/26/2021)
RR
Pennsylvania(10/26/2021)
RR
Puerto Rico(10/26/2021)
RR
Rhode Island(10/26/2021)
RR
South Carolina(10/26/2021)
RR
South Dakota(10/26/2021)
RR
Tennessee(10/26/2021)
RR
Texas(10/26/2021)
RR
Utah(10/26/2021)
RR
Vermont(10/26/2021)
RR
Virgin Islands(10/26/2021)
RR
Virginia(10/26/2021)
RR
Washington(10/26/2021)
RR
West Virginia(10/26/2021)
RR
Wisconsin(10/26/2021)
RR
Wyoming(10/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
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Contact information
Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
