Michael James Engelbaum
Professional Summary
Michael James Engelbaum, who also goes by Mike Engelbaum, is a registered financial advisor currently at FARMERS FINANCIAL SOLUTIONS, LLC located in El Paso, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael James Engelbaum, Mike Engelbaum
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Current Firm
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC
Contact Information
Main Address
30700 Russell Ranch Road Office #214, Westlake Village, CA 91361Mailing Address
30700 Russell Ranch Road Office #214, Westlake Village, CA 91362Phone Number
(818) 584-0200Established
Nevada since 12/21/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | — |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| JUE, DONALD | BOARD MEMBER | 8289094 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
Regulatory Event
5Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
State Registrations and Notice Filings
(9/8/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2000About the Series 6 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS
CRS (Client Relationship Summary) - BD
Click below to view Michael James Engelbaum's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
INDEPENDENT FINANCIAL PARTNERS