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MG

Matthew R. Geoffroy

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CRD#: 4200068
MG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Ryan Geoffroy was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 7 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 22, 2017 - July 27, 2017

BRISTOL INVESTMENT GROUP, INC.

BD
CRD#: 39684
NEW YORK, NY
Past

February 14, 2014 - July 21, 2015

BEACON GATE LLC

BD
CRD#: 157987
NEW YORK, NY
Past

July 15, 2011 - July 11, 2014

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

April 11, 2011 - July 13, 2011

BENCHMARQ TRADING PARTNERS LLC

BD
CRD#: 148313
NEW YORK, NY
Past

September 3, 2009 - March 15, 2011

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY
Past

April 25, 2006 - September 4, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

September 29, 2004 - February 7, 2005

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
BROOKLYN, NY
Past

July 24, 2000 - June 14, 2005

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 7/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/2/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


BI
BRISTOL INVESTMENT GROUP, INC.
BRISTOL CAPITAL PARTNERS, INC. | BRISTOL INVESTMENT GROUP, INC.

CRD#: 39684 / SEC#: , 8-48790

BD
Terminated by SEC on 01/03/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 10/11/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DONENFELD, ALAN PAULPRESIDENT1206842
DONENFELD, ALAN PAULCHIEF COMPLIANCE OFFICER1206842

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRISTOL INVESTMENT GROUP, INC.

CRD#: 39684

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