Jeffrey Lawrence Shaw
Professional Summary
Jeffrey Lawrence Shaw, who also goes by Jeffrey Shaw, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2004 - 2014. Jeffrey had worked at 1 firm and has passed the Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Shaw
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
IBKR SECURITIES SERVICES LLC | TIMBER HILL LLC | TIMBER HILL INC.
Contact Information
Main Address
Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830Mailing Address
Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830Phone Number
(203) 618-5800Established
Connecticut since 07/01/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | — |
| BRODY, PAUL JONATHAN | CHIEF FINANCIAL OFFICER | 1722066 |
| BRODY, PAUL JONATHAN | PRINCIPAL OPERATIONS OFFICER | 1722066 |
| FRANK, THOMAS ANSELM | VICE PRESIDENT | 2360213 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| ILES, DAVID WALTER | VICE PRESIDENT | 2485476 |
| JACOBOWITZ, BRADFORD L | CHIEF COMPLIANCE OFFICER | 2615208 |
| MENICUCCI, JAMES | FINANCIAL AND OPERATIONAL PRINCIPAL | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2004Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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