Justin D. Hennessy

F/M INVESTMENTS LLC

Norwood, MA

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CRD#: 4199657

Professional summary

Justin David Hennessy, who also goes by Jud Hennessy, is a registered financial advisor currently at F/M INVESTMENTS LLC located in Norwood, Massachusetts.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Justin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jud Hennessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROSS SINCLAIRE & ASSOCIATES INVESTMENT RELATED 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202 REGISTERED INVESTMENT ADVISOR INVESTMENT ADVISOR REPRESENTATIVE FROM 05/2011 5 HOURS/MO, 5 HOURS DURING TRADING CLIENT PORTFOLIO MANAGEMENT PTS Analytics (C) * YES INV RELATED * 217 Union St, Norwood, MA 02062 * Fixed Income Portfolio Mgmt Software * President * 1/07 * 25 HRS PER MO * 0 DURING MKT HOURS * Owner of copyright and portfolio mgmt software. Used for managing/reviewing client portfolios & client presentations *

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Hennessy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2020 - Present

F/M INVESTMENTS LLC

RIA

CRD#: 304405

Norwood, MA

Past

March 15, 2018 - December 6, 2021

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA

CRD#: 25440

Norwood, MA

Past

May 12, 2011 - June 22, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

CRD#: 25440

BOSTON, MA

Past

August 5, 2009 - March 22, 2011

NORTHERN CAPITAL SECURITIES CORPORATION

CRD#: 40659

NORTH ANDOVER, MA

Past

September 27, 2000 - August 5, 2009

SECURITY DEALERS GUILD, INC.

CRD#: 28437

RYE BROOK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2000

General Securities Representative Examination

Current Firm

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

3050 K. St Nw Suite 201, Washington, DC 20007

Mailing Address

Phone number

(202) 839-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMI FORM ADV PART 2A 03.31.2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,480
AUM (Assets Under Management)	$ 16,899,434,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin D. Hennessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Hennessy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

NORTHERN CAPITAL SECURITIES CORPORATION

SECURITY DEALERS GUILD, INC.

Primary Firm SEC Registration

F/M INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2014

Series 63

Date: 2/26/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2000

Current Firm

F/M INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

F/M INVESTMENTS LLC

TRUST BUT VERIFY

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