Anuj D. Grover

LAKE STREET

Chicago, IL 60607

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CRD#: 4199595

Professional summary

Anuj Dave Grover, CFP® is a registered financial advisor currently at LAKE STREET located in Chicago, Illinois.

Anuj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Anuj has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADG III LP; INVESTMENT RELATED; CHICAGO, IL; 52% OWNERSHIP; HOLDING COMPANY; START 8/2013; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. BALA VENTURES LLC, INV RELATED, CHICAGO, IL, 98% OWNERSHIP, START: 1/1/2008, ZERO HOURS PER MONTH, DUTIES: FAMILY ESTATE PLANNING. WINDY CITY CAPITAL PARTNERS FUND I, LLC, INV RELATED, ELGIN, IL, 22.9% OWNER, START: 8/2007, 0 HOURS, NO DUTIES. ADG, LLC; INV RELATED; CHICAGO, IL; OWNER; PERSONAL RESIDENCE & RENTAL PROPERTY; START: 12/2016; .25 HR/MO; 0 DURING TRADING. ADG 225 LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 3/28/2017, ZERO HOURS PER MONTH, REAL ESTATE HOLDINGS. ADG 1414 LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 3/28/2017, ZERO HOURS PER MONTH, REAL ESTATE HOLDINGS. CO-TRUSTEE FOR FATHER; INV RELATED; CHICAGO, IL; START: 4/14/14; .25 HR/MO; .25 DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV RELATED; CHICAGO, IL; START: 8/1/17; .25 HR/MO; 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anuj Dave Grover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 1, 2021 - Present

LAKE STREET

Office #1: 128 N. May Street Floor 2, Chicago, IL 60607

RIA

CRD#: 296761

Chicago, IL

Past

August 20, 2021 - August 20, 2021

LAKE STREET

RIA

CRD#: 296761

CHICAGO, IL

Past

December 6, 2013 - August 25, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHICAGO, IL

Past

November 12, 2013 - August 25, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHICAGO, IL

Past

October 19, 2011 - September 11, 2013

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

DELRAY BEACH, FL

Past

September 9, 2010 - September 11, 2013

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

November 10, 2009 - August 27, 2010

TNP SECURITIES, LLC

CRD#: 149178

COSTA MESA, CA

Past

May 9, 2006 - June 19, 2009

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

February 13, 2001 - April 28, 2006

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

OAKBROOK TERRACE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/24/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

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Contact information

Main Address

128 N. May Street Floor 2, Chicago, IL 60607

Mailing Address

Phone number

(312) 766-7040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKE STREET FINANCIAL (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,595
AUM (Assets Under Management)	$ 961,797,021

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/14/2025	Cover Page	Report
09/18/2024	Cover Page	Report
10/18/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anuj D. Grover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anuj Dave Grover's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKE STREET

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

INCAPITAL DISTRIBUTORS LLC

INSPEREX LLC

TNP SECURITIES, LLC

COHEN & STEERS SECURITIES, LLC

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

LAKE STREET

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2013

Series 63

Date: 2/24/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2001

Series 6

Date: 2/12/2001

Current Firm

LAKE STREET

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LAKE STREET

TRUST BUT VERIFY

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