Jeffrey R Small
CFP®Professional Summary
Jeffrey R Small, CFP®, who also goes by Jeffrey R. Small, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 9 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Education Planning
- Investment Planning
- Comprehensive Financial Planning
- Retirement Planning
- Insurance Planning
Other Aliases
Jeffrey R. Small
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.
Contact Information
Main Address
1375 E. 71st Street, Tulsa, OK 74136Phone Number
(918) 492-2150# of Employees
27SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
5,431AUM (Assets Under Management)
$1,536,077,168Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.
State Registrations and Notice Filings
(10/7/2025)
(10/3/2025)
(10/3/2025)
(10/2/2025)
(10/6/2025)
(10/3/2025)
(2/24/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2010About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2010About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey R Small's CRS (Customer Relationship Summary).
Services Offered by Jeffrey
- Education Planning
- Investment Planning
- Comprehensive Financial Planning
- Retirement Planning
- Insurance Planning
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