Jeffrey R. Small

TRINITY STRATEGIC WEALTH | Financial Advisor

TULSA, OK 74136

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CRD#: 4199588

Professional summary

Jeffrey R Small, CFP®, who also goes by Jeffrey R. Small, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Education Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Jeffrey R. Small

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Trinity Strategic Wealth a DBA of Tulsa Wealth Advisors, investment related, 1375 E 71st St, Tulsa, OK, 74136-5035, financial planning firm, Financial Advisor, 12/2018, 160 hours per month, 160 hour per month during trading hours, meet with clients, financial planning, prospecting. (2) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee/no duties, 12/2018, zero hours per month, zero hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey R Small's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 2, 2025 - Present

TRINITY STRATEGIC WEALTH

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

RIA

CRD#: 337956

TULSA, OK

Current

October 2, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

CRD#: 159712

Tulsa, OK

Past

January 28, 2019 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Tulsa, OK

Past

December 24, 2018 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TULSA, OK

Past

October 5, 2017 - October 30, 2018

WELLS NELSON & ASSOCIATES, L.L.C.

CRD#: 104030

TULSA, OK

Past

September 6, 2017 - October 30, 2018

TAYLOR STEPHENS, INC.

RIA

CRD#: 110055

Tulsa, OK

Past

October 6, 2015 - August 25, 2017

HOGANTAYLOR WEALTH

RIA

CRD#: 129696

TULSA, OK

Past

July 21, 2003 - September 22, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

INDIANAPOLIS, IN

Past

July 21, 2003 - September 22, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

INDIANAPOLIS, IN

Past

September 13, 2002 - June 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIANAPOLIS, IN

Past

May 20, 2002 - June 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/7/2025)

Kansas
(10/3/2025)

Missouri
(10/3/2025)

IAR

Oklahoma
(10/2/2025)

Oklahoma
(10/6/2025)

Texas
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/25/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/11/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/22/2010

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/22/2010

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.

CRD#: 337956 / SEC#: 801-134209

RIA

Registered Investment Advisory firm - (8/27/2025 120-Day Approval)

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Contact information

Main Address

1375 E. 71st Street, Tulsa, OK 74136

Mailing Address

Phone number

(918) 492-2150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY STRATEGIC WEALTH FORM ADV PART 2A 7-2025 (10/22/2025)

TRINITY STRATEGIC WEALTH FORM ADV PART 2A APPENDIX 1 7-2025 (10/22/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeffrey R. Small

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey R Small's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS NELSON & ASSOCIATES, L.L.C.

TAYLOR STEPHENS, INC.

HOGANTAYLOR WEALTH

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2019

Series 66

Date: 9/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2002

Series 9

Date: 12/22/2010

Series 10

Date: 11/22/2010

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

TRINITY STRATEGIC WEALTH

TRUST BUT VERIFY

Contact information

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