Brian Patrick Dean

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Current

UNITED BROKERAGE SERVICES, INCCurrent·CRD# 39062

RIA

BD

1. 202 Main Avenue, Weston, WV 264522. 101 East Main Street, Glenville, WV 263513. 990 Elmer Prince Drive, Morgantown, WV 26505

January 25, 2016 - Present

UNITED BROKERAGE SERVICES, INCCurrent·CRD# 39062

RIA

BD

1. 202 Main Avenue, Weston, WV 264522. 101 East Main Street, Glenville, WV 263513. 990 Elmer Prince Drive, Morgantown, WV 26505

January 4, 2016 - Present

Past

WESBANCO SECURITIES, INC.Past·CRD# 43276

RIA

Morgantown, WV

December 15, 2009 - January 11, 2016

WESBANCO SECURITIES, INC.Past·CRD# 43276

BD

Morgantown, WV

December 1, 2009 - January 11, 2016

CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574

RIA

Kalamazoo, MI

May 26, 2009 - November 13, 2009

CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574

BD

Kalamazoo, MI

July 6, 2005 - November 13, 2009

CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574

RIA

Kalamazoo, MI

July 6, 2005 - December 31, 2008

BANC ONE SECURITIES CORPORATIONPast·CRD# 16999

RIA

Grand Rapids, MI

March 21, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATIONPast·CRD# 16999

BD

Chicago, IL

March 18, 2005 - July 6, 2005

THE HUNTINGTON INVESTMENT COMPANYPast·CRD# 16986

BD

Columbus, OH

January 28, 2004 - March 3, 2005

BB&T INVESTMENT SERVICES, INC.Past·CRD# 33856

BD

Charlotte, NC

February 20, 2003 - January 8, 2004

BB&T INVESTMENT SERVICES, INC.Past·CRD# 33856

RIA

Charlotte, NC

February 14, 2003 - January 8, 2004

UNITED BROKERAGE SERVICES, INCPast·CRD# 39062

BD

Parkersburg, WV

January 16, 2001 - September 6, 2002

MORGAN STANLEY DW INC.Past·CRD# 7556

BD

Purchase, NY

August 1, 2000 - January 3, 2001

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Current Firm

UB

UNITED BROKERAGE SERVICES, INC

UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC

CRD#: 39062 / SEC#: 801-80804, 8-48685

RIA

Registered Investment Advisory firm - SEC (1/9/2015 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/26/2015 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (1/30/2015 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (1/22/2015 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/21/2015 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

514 Market Street, Parkersburg, WV 26101

Mailing Address

P. O. Box 1508, Parkersburg, WV 26102-1508

Phone Number

(888) 424-6158

Established

West Virginia since 04/24/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

95

SEC notice filing (18 States and Territories)

Registered to provide investment advisory services in 18 US states and territories.

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 18 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

2025 ADV BROCHURE ANNUAL AMENDMENT (3/30/2026)

Direct owners and executive officers

Name	Position	CRD#
UNITED ASSET MANAGEMENT CORP.	OWNER	—
ADAMS, RICHARD MATTHEW JR	CHAIRMAN OF THE BOARD/DIRECTOR	2656091
BOARD, ANGIE MARIE	FINOP	6464533
EARL, MICHEAL LEN	CHIEF COMPLIANCE OFFICER	4266715
GURTIS, JULIE RITCHIE	DIRECTOR	—
MOCK, DONALD FREDERICK	DIRECTOR	5059205
MUDLAFF, THOMAS JAMES	CHIEF OPERATIONS OFFICER	2359466
REYNOLDS, FRANK KEVIN	DIRECTOR	5731814
SHAVER, AMI LEE	DIRECTOR	2771684

Regulatory Assets Under Management

Total Number of Accounts

1,390

AUM (Assets Under Management)

$372,273,451

Disclosures

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bo Pare Foundation - Board Member - Start Date 7/22/2021 - not securities related - Morgantown, WV - 2 hrs/quarter - volunteer - no compensation - Make group decisions on how to allocate donated funds to park projects and upkeep.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UB

UNITED BROKERAGE SERVICES, INC

UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC

CRD#: 39062 / SEC#: 801-80804, 8-48685

RIA

Registered Investment Advisory firm - SEC (1/9/2015 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/26/2015 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (1/30/2015 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (1/22/2015 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/21/2015 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Colorado
(7/8/2021)

RR

Florida
(1/4/2016)

RR

Indiana
(12/8/2017)

RR

Kentucky
(1/4/2016)

RR

Maryland
(1/4/2016)

RR

Michigan
(1/5/2016)

RR

New York
(1/4/2016)

RR

North Carolina
(1/8/2016)

RR

Ohio
(1/5/2016)

RR

Pennsylvania
(1/4/2016)

RR

South Carolina
(1/11/2016)

RR

South Dakota
(5/16/2024)

RR

Texas
(1/4/2016)

RR

Vermont
(10/5/2022)

RR

Virginia
(1/18/2017)

RR

West Virginia
(1/4/2016)

IAR

West Virginia
(1/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.