Cecil L. Goettsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecil Lawrence Goettsch, who also goes by Cecil L Goettsch, was a registered financial professional .
Cecil is a previously registered financial professional and started their career in finance in 2000. Cecil had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2005 - April 25, 2012
GOETTSCH FINANCIAL PLANNING
February 7, 2003 - December 31, 2003
VSR FINANCIAL SERVICES, INC.
March 14, 2001 - February 7, 2003
THE MASTERS, INC.
November 8, 2000 - December 31, 2003
VSR FINANCIAL SERVICES, INC.
July 17, 2000 - November 13, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 17, 2000 - November 13, 2000
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GOETTSCH FINANCIAL PLANNING
CRD#: 133639 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
