Richard F. Ledee
Professional summary
Richard Fernan Ledee, who also goes by Rich Ledee, Richard Fernan Ledee Jr., Rick Ledee, Ricky Ledee, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Fernan Ledee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2015 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 66 Hudson Blvd E, New York, NY 10001May 22, 2014 - April 17, 2015
FORESIDE GLOBAL SERVICES, LLC
August 9, 2004 - April 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2000 - April 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2016)
Exams
Series 55
Date: 11/9/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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