Ronald W. Weimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald William Weimer, who also goes by Ron W Weimer, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2000. Ronald had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - July 31, 2017
CANTELLA & CO., INC.
January 4, 2017 - July 31, 2017
CANTELLA & CO., INC.
March 16, 2010 - November 29, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
May 30, 2008 - November 29, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
February 22, 2005 - June 6, 2008
FIFTH THIRD SECURITIES, INC.
April 12, 2002 - June 6, 2008
FIFTH THIRD SECURITIES, INC.
July 26, 2000 - April 2, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
