BC
Belfield H. Carter
CARTER, TERRY & COMPANY
Atlanta, GA 30305
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CRD#: 41990
BC
Professional summary
Belfield Howell Carter JR is a registered financial advisor currently at CARTER, TERRY & COMPANY, INC. located in Atlanta, Georgia.
Belfield is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Belfield has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, SIE, PC, Series 1, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHAREHOLDER IN COYCART LLC (NON INVESTMENT RELATED PARTNERSHIP FOR REAL ESTATE SPECULATION), AUG 31,2012 TO PRESENT, INTEREST IN E88 PROPERTIES LLC, REAL ESTATE INVESTMENT. NOT SECURITIES INVESTMENT RELATED, NO COMPENSATION, LESS THAT .5 HRS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Belfield Howell Carter JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Belfield Howell Carter JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2017 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3060 Peachtree Rd Nw Suite 1200, Atlanta, GA 30305Office #2: 3060 Peachtree Road Suite 1200, Atlanta, GA 30305RIA
BD
CRD#: 16365
Atlanta, GA
Current
February 12, 1991 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3060 Peachtree Rd Nw Suite 1200, Atlanta, GA 30305Office #2: 3060 Peachtree Road Suite 1200, Atlanta, GA 30305RIA
BD
CRD#: 16365
Atlanta, GA
Past
January 11, 1991 - February 4, 1991
CARTER, TERRY & COMPANY, INC.
BD
CRD#: 16365
Past
November 17, 1989 - January 14, 1991
SHAPIRO, CARTER & COMPANY, INC.
BD
CRD#: 25344
Past
March 21, 1977 - November 27, 1989
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
December 2, 1968 - April 16, 1977
BLYTH EASTMAN DILLON & CO. INCORPORATED
BD
CRD#: 6361
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/1991)
RR
Arkansas(7/27/2005)
RR
Florida(2/14/1991)
IAR
Florida(10/31/2017)
RR
Georgia(2/12/1991)
IAR
Georgia(3/10/2017)
RR
Indiana(4/7/1998)
RR
Iowa(2/17/2004)
RR
Kentucky(4/16/1991)
RR
Louisiana(7/23/1991)
RR
New Mexico(1/8/2004)
RR
New York(2/12/1991)
RR
North Carolina(2/12/1991)
RR
South Carolina(5/9/1991)
RR
South Dakota(1/26/2004)
RR
Texas(2/14/1991)
IAR
Texas(4/30/2018)
RR
Vermont(4/11/2001)
RR
Virginia(3/12/2007)
RR
Wisconsin(10/4/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 6/1/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 11/22/1968
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3060 Peachtree Road Suite 1200 Suite 1200, Atlanta, GA 30305
Mailing Address
3060 Peachtree Road Suite 1200, Atlanta, GA 30305
Phone number
(404) 364-2070
Established
Georgia since 03/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 111,326,459 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
