Victoria S. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria S Murphy, who also goes by VIctoria Mary Skleros, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2002. Victoria had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2012 - October 2, 2012
TD AMERITRADE, INC.
October 6, 2010 - February 15, 2011
SIGNATOR INVESTORS, INC.
March 21, 2007 - July 2, 2007
SIGNATOR INVESTORS, INC.
December 11, 2006 - December 4, 2009
SIGNATOR INVESTORS, INC.
November 22, 2004 - February 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2004 - February 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2003 - November 1, 2004
MORGAN STANLEY DW INC.
November 5, 2003 - November 1, 2004
MORGAN STANLEY DW INC.
May 22, 2003 - October 10, 2003
IDS LIFE INSURANCE COMPANY
May 22, 2003 - October 10, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 29, 2002 - January 2, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 15, 2002 - January 2, 2003
IDS LIFE INSURANCE COMPANY
May 15, 2002 - January 2, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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