MM
Michael A. Mazer
W.G. NIELSEN & CO.
Denver, CO 80209
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CRD#: 4198822
MM
Professional summary
Michael Adam Mazer is a registered financial professional currently at W.G. NIELSEN & CO. located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Adam Mazer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2011 - Present
W.G. NIELSEN & CO.
Office #1: 3200 Cherry Creek Drive South Suite 470, Denver, CO 80209BD
CRD#: 41093
Denver, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/27/2011)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WN
W.G. NIELSEN & CO.
W.G. NIELSEN & CO.
CRD#: 41093 / SEC#: , 8-49316
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
3200 Cherry Creek Drive South Suite 470, Denver, CO 80209
Mailing Address
3200 Cherry Creek Drive South Suite 470, Denver, CO 80209
Phone number
(303) 830-1515
Established
Colorado since 03/12/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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